News and resources for Canada's top financial advisors
Est. 1998
Industry
Returns affected by high inflation and interest rates, geopolitics, chief executive says
By The Canadian Press |April 22, 2024
1 min read
Regulation
Suit alleges that retail investor trades violated securities law
By James Langton |April 22, 2024
3 min read
Regulator adopts new charges to cover added costs on overseeing crypto sector
By James Langton |April 19, 2024
2 min read
Some banks, but not all, have amended their direct deposit procedures
By Mia Rabson, The Canadian Press |April 19, 2024
SRO proposes doubling maximum fines, toughening suspensions
By James Langton |April 18, 2024
Regulators to boost fee transparency, explore enhanced retail access
Ontario court allows bid for judicial review of enforcement practices
Claim asks for $1.2 million in damages arising from dispute over regulator-approved credentials for title protection
By Michelle Schriver |April 18, 2024
4 min read
Retirees were duped for almost a decade, SRO finds
Decision should be a 'wake-up call' to advisors: lawyer
By Michael McKiernan |April 18, 2024
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